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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application