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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

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PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

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PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

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SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

As Published: 2015

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

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EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

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SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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EG 19.20 Payment Services Regulations 2009

As Published: 2016

EG 19.20 Payment Services Regulations 2009

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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