Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

…

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

…

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

…

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

…

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

…

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 3.19 Investigations

SYSC 14.1 Application

EG 19.10 Enterprise Act 2002

SUP 15.2 Purpose

SYSC 6.3 Financial crime

EG App 3.1 The FCA

SUP 3.10 Duties of auditors: notification and report on client assets

INSPRU 3.2 Derivatives in insurance

APER 3.1 Introduction

SYSC 1.1A Application

REC 2.2 Method of satisfying the recognition requirements

REC 3.6 Constitution and governance

SUP 5.5 Duties of firms

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading