Search Result

201 - 220 of 1416 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle