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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

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COLL 12.2 UK UCITS management companies

CASS 6.6 Records, accounts and reconciliations

PERG 8.14 Other financial promotions

SYSC 4.9 Handover procedures and material

SUP 10C.16 References and accurate information

REC 2.10 Financial crime and market abuse

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SUP 10C.3 General material about the definition of controlled functions

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

REC 2.4 Suitability

CASS 7.13 Segregation of client money

SUP 10C.1 Application

DISP 1.1 Purpose and application

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading