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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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EG 19.30 The Mortgage Credit Directive Order 2015

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order 2015

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

COLL 4.3 Approvals and notifications

EG 19.6 Regulated Activities Order 2001 (RAO)

SUP App 2.15 Run-off plans for closed with-profits funds

COND 2.7 Business model

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

IFPRU 1.2 Significant IFPRU firm

PERG 10.4 Pension scheme service providers other than trustees

FEES App 1.3 Application Fees

IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

CASS 7.15 Records, accounts and reconciliations

EG 19.15 The conduct of investigations under the Money Laundering Regulations

FIT 1.3 Assessing fitness and propriety

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration