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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

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CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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Similar To

FEES 7.1 Application and Purpose

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

EG 3.3 Reports by skilled persons (section 166)

EG 16.2 Disapplication orders

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CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

BIPRU 7.6 Option PRR

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

COCON 3.1 General factors for assessing compliance

PERG 12.1 Background

IFPRU 4.2 Standardised approach

SUP 17.1 Application

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading