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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions and limitations and the power to impose penalties or public censures

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FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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CONC 1.3 Guidance on financial difficulties

SYSC 13.4 Requirements to notify the appropriate regulator

FINMAR 2.1 Application and purpose

REC 6.5 FCA decision on recognition

PERG 4.15 Mortgage activities carried on by 'packagers'

IFPRU 3.3 Basel 1 floor

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2015 to 31 March 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

SUP 5.4 Appointment and reporting process

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

SUP 10A.14 Changes to an FCA-approved person's details

CREDS 9.2 Reporting

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions and limitations and the power to impose penalties or public censures