Search Result

501 - 520 of 1418 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

As Published: 2013

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

COBS 22.2 Requirements on the retail distribution of mutual society shares

As Published: 2015

COBS 22.2 Requirements on the retail distribution of mutual society shares

COBS 13.6 Preparing product information: changes to adviser and consultancy charges

As Published: 2011

COBS 13.6 Preparing product information: changes to adviser and consultancy charges

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)