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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

…

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

…

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

…

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

…

DISP App 3.3 The approach to considering evidence

As Published: 2010

DISP App 3.3 The approach to considering evidence

…

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

…

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

…

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

…

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

…

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

…

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

…

LR 19.1 Application

As Published: 2005

LR 19.1 Application

…

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

…

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

…

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

…

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

…

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

…

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

…

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

…

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