Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

…

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

…

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 2.2 Warning notices and first supervisory notices

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

COBS 13.6 Preparing product information: changes to adviser and consultancy charges

MIPRU 4.4 Calculation of capital resources

BIPRU 4.5 The IRB approach: Specialised lending exposures

LR 1.4 Miscellaneous

SUP 3.5 Auditors' independence

CONC 3.5 Financial promotions about credit agreements not secured on land

SYSC 4.9 Handover procedures and material

MCOB 2.5 Reliance on others

SUP 10C.5 FCA governing functions

IFPRU 2.1 Application and purpose

ICOBS 2.1 Client categorisation

CASS 6.2 Holding of client assets

BIPRU 13.8 Securities financing transactions

DTR 5.4 Aggregation of managed holdings

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration