Search Result

361 - 380 of 1443 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

EG 4.6 What a subject of investigation can say to third parties

As Published: 2016

EG 4.6 What a subject of investigation can say to third parties

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions