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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

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MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

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MCOB 2A.1 Remuneration: MCD regulated mortgage contracts

As Published: 2015

MCOB 2A.1 Remuneration: MCD regulated mortgage contracts

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DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

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SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

PR 4.1 Use of languages

MCOB 4A.1 Additional disclosure by MCD mortgage credit intermediaries

SUP 16.1 Application

MCOB 11.6 Responsible lending and financing

PERG 10.5 Employers and affinity groups (such as trade unions)

SYSC 4.2 Persons who effectively direct the business

PERG 13.2 General

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

SUP 10A.9 Significant management functions

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy