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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

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EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

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PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

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EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

DISP 3.3 Dismissal without consideration of the merits and test cases

EG 12.3 Criminal prosecutions in cases of market abuse

LR 13.2 Approval of circulars

IPRU-INV 11.1 INTRODUCTION

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COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

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DEPP 5.1 Settlement decision makers

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CASS 11.8 Client bank account acknowledgement letters

FEES 4.1 Introduction

DISP 3.7 Awards by the Ombudsman

PERG 16.3 Managing an AIF

SYSC 21.1 Risk control: guidance on governance arrangements

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

PERG 16.5 How AIFMD affects other regulated activities