Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

…

DISP 3.1 Purpose, interpretation and application

As Published: 2003

DISP 3.1 Purpose, interpretation and application

…

DISP App 3.5 Re-assessing rejected claims

As Published: 2010

DISP App 3.5 Re-assessing rejected claims

…

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.32 Arranging deals in investments

LR 5.1 Suspending listing

IFPRU 4.10 Validation

FEES 9.1 Application and purpose

CASS 1A.3 Responsibility for CASS operational oversight

CASS 1A.2 CASS firm classification

LR 13.5 Financial information in Class 1 Circulars

DTR 8.2 Approval as a primary information provider

REC 3.6 Constitution and governance

SYSC 19C.1 General application and purpose

LR 13.2 Approval of circulars

BIPRU 12.3 Liquidity risk management

PERG 14.5 The ‘by-way-of-business’ test

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

BIPRU 3.3 The use of the credit assessments of ratings agencies

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

INSPRU 7.1 Application

DISP 3.1 Purpose, interpretation and application

DISP App 3.5 Re-assessing rejected claims

BIPRU 3.2 The central principles of the standardised approach to credit risk