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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

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SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

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PR 3.1 Approval of prospectus

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

DEPP 2.4 Third party rights and access to FCA material

EG 15.5 Removal of a disqualification

EG 2.3 Case selection: Threshold Conditions cases

EG 7.5 Payment of financial penalties

REC 2.2 Method of satisfying the recognition requirements

REC 4.2D Suspension and removal of financial instruments from trading

DEPP 3.4 Urgent supervisory notice cases

COCON 1.2 Investments

CASS 7.10 Application and purpose

SUP 15.2 Purpose

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

EG 11.5 Other relevant powers

SUP 10C.11 Statements of responsibilities

DISP 1.10 Complaints reporting rules

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

CASS 1.4 Application: particular activities

SUP 10C.15 Forms and other documents and how to submit them to the FCA

SUP 16.12 Integrated Regulatory Reporting