Search Result

281 - 300 of 677 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

CONC 2.9 Prohibition of unsolicited credit tokens

As Published: 2014

CONC 2.9 Prohibition of unsolicited credit tokens

CONC 4.8 Pre-contract: unfair business practices: consumer credit lending

As Published: 2014

CONC 4.8 Pre-contract: unfair business practices: consumer credit lending

CREDS 3A.4 Insurance against fraud or other dishonesty

As Published: 2016

CREDS 3A.4 Insurance against fraud or other dishonesty

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

As Published: 2006

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling