Search Result

261 - 280 of 1520 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application