Search Result

221 - 240 of 459 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

As Published: 2015

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

MCOB 7.8 Home purchase plans

As Published: 2006

MCOB 7.8 Home purchase plans

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose