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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

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SUP 18.2 Insurance business transfers

SUP 10A.13 Application for approval and withdrawing an application for approval

SYSC 5.2 Certification regime

COLL 12.3 EEA UCITS management companies

SUP 16.12 Integrated Regulatory Reporting

EG 9.1 Introduction

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

LR 8.6 Criteria for approval as a sponsor

EG 4.11 Approach to interviews and interview procedures

EG 3.7 Investigations to assist overseas authorities (section 169)

SUP 16.3 General provisions on reporting

SUP 10A.1 Application

COND 2.5 Suitability

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

REC 5.2 Application process

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

LR 8.7 Supervision of sponsors

SUP 13A.3 Qualifications for authorisation under the Act