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EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

As Published: 2015

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

PERG 8.14 Other financial promotions

EG 10.3 Asset-freezing injunctions

EG 10.4 Other relevant powers

FIT 2.3 Financial soundness

LR 10.4 Class 2 requirements

COLL 12.3 EEA UCITS management companies

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

ICOBS 8.4 Employers’ Liability Insurance

DTR 7.1 Audit committees

SUP 10C.12 Conditional and time-limited approvals

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

REC 5.2 Application process

IPRU-INV 11.2 MAIN REQUIREMENTS

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

PERG 16.5 How AIFMD affects other regulated activities

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

SUP 16.18 AIFMD reporting

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person