Search Result

381 - 400 of 1442 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions