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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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Similar To

CREDS 10.1 Application and purpose

COND 2.3 Effective supervision

MIPRU 4.4 Calculation of capital resources

REC 3.2 Form and method of notification

COLL 6.2 Dealing

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

SUP 5.5 Duties of firms

SYSC 19C.1 General application and purpose

SUP 3.10 Duties of auditors: notification and report on client assets

DEPP 1.2 Introduction to statutory notices

SUP 3.2 Purpose

RCB 3.3 Asset pool notifications

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy