Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 19D.3 Remuneration principles

SUP 5.4 Appointment and reporting process

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

SUP 2.1 Application and purpose

SUP 18.4 Friendly Society transfers and amalgamations

COLL 11.6 Winding up, merger and division of master UCITS

COCON 4.1 Specific guidance on individual conduct rules

IFPRU 6.3 Expectations relating to internal models

IFPRU 4.11 Income-producing real estate portfolios

SUP 10A.14 Changes to an FCA-approved person's details

LR 5.6 Reverse takeovers

EG 19.3 Credit Unions Act 1979

TC 2.1 Assessing and maintaining competence

SUP 16.11 Product Sales Data Reporting

SUP 8A.2 Introduction and conditions

REC 3.6 Constitution and governance

SUP 2.4 'Mystery shopping'

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)