Search Result

1221 - 1240 of 1364 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

ICOBS 2.5 Exclusion of liability, conditions and reliance on others

As Published: 2015

ICOBS 2.5 Exclusion of liability, conditions and reliance on others

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

BIPRU 5.8 Maturity mismatches

As Published: 2007

BIPRU 5.8 Maturity mismatches

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2015

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

IPRU-INV 14 App 1 Interpretation

As Published: 2015

IPRU-INV 14 App 1 Interpretation

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

IPRU-INV 14.1 APPLICATION

As Published: 2015

IPRU-INV 14.1 APPLICATION