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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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LR 2.2 Requirements for all securities

REC 4.5 FCA supervision of action by UK RIEs under their default rules

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

DISP 1.3 Complaints handling rules

SUP 10C.3 General material about the definition of controlled functions

CONC 5A.1 Application, purpose and guidance

IPRU-INV 12.1 APPLICATION AND PURPOSE

PERG 10.4 Pension scheme service providers other than trustees

COBS 11.5 Record keeping: client orders and transactions

MCOB 4.11 Sale and rent back: advising and selling standards

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

EG 18.1 Cancellation on the FCA’s own-initiative

BIPRU 13.4 CCR mark to market method

EG 14.2 Choice of powers

EG 20.3 Decision making under the CCA Order

BIPRU 13.7 Contractual netting

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974