Search Result

401 - 420 of 1701 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

As Published: 2015

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities