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EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

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PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

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IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

REC 2.4 Suitability

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

DTR 4.2 Half-yearly financial reports

EG 19.14 Money Laundering Regulations 2007

CASS 11.9 Segregation and the operation of client money accounts

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

ICOBS 3.1 Distance marketing

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

IPRU-INV 14.1 APPLICATION

SUP 8.9 Decision making

ICOBS 8.2 Motor vehicle liability insurers

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?