Search Result

841 - 860 of 1597 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 11.5 Intra-group financial support

As Published: 2015

IFPRU 11.5 Intra-group financial support

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

MCOB 6A.2 General

As Published: 2016

MCOB 6A.2 General

MCOB 8.2 Purpose

As Published: 2006

MCOB 8.2 Purpose

MCOB 9.2 Purpose

As Published: 2006

MCOB 9.2 Purpose

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

FEES 10.5 Application of FEES 4 to the pensions guidance levy

As Published: 2015

FEES 10.5 Application of FEES 4 to the pensions guidance levy