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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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Similar To

PR 2.3 Minimum information to be included in a prospectus

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

PERG 5.13 Appointed representatives

EG 9.8 The effect of the FCA's decision to make a prohibition order

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LR 8.1 Application

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EG 12.3 Criminal prosecutions in cases of market abuse

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PERG 2.3 The business element

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REC 3.5 Disciplinary action and events relating to key individuals

COLL 6.10 Senior personnel responsibilities

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

SUP 8.1 Application and purpose