Search Result

481 - 500 of 1495 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction or condition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction or condition

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

As Published: 2016

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

IFPRU 11.4 Information for resolution plans

As Published: 2015

IFPRU 11.4 Information for resolution plans

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product