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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions and limitations and the power to impose penalties or public censures

As Published: 2013

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions and limitations and the power to impose penalties or public censures

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

As Published: 2015

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund