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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

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FEES 10.5 Application of FEES 4 to the pensions guidance levy

As Published: 2015

FEES 10.5 Application of FEES 4 to the pensions guidance levy

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PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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COBS 7.1 Application

As Published: 2007

COBS 7.1 Application

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

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