Search Result

401 - 420 of 459 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

As Published: 2013

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars