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EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

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CASS 7.16 The standard methods of internal client money reconciliation

As Published: 2014

CASS 7.16 The standard methods of internal client money reconciliation

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CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

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SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

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SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

DTR 2.2 Disclosure of inside information

CASS 5.3 Statutory trust

SYSC 18.4 The whistleblowers’ champion

PR 3.3 Advertisements

FEES 1.1 Application and Purpose

MCOB 8.1 Application

SUP 11.9 Changes in close links

PR 2.1 General contents of prospectus

DTR 5.8 Procedures for the notification and disclosure of major holdings

BIPRU 8.5 Basis of consolidation

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

PERG 14.3 Activities relating to home reversion plans