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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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EG 4.5 Notice of termination of investigations

As Published: 2016

EG 4.5 Notice of termination of investigations

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

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