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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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EG 19.10 Enterprise Act 2002

SUP 14.3 Changes to cross border services

REC 3.6 Constitution and governance

MCOB 11.6 Responsible lending and financing

MCOB 6.9 Regulated sale and rent back agreements

IFPRU 8.2 Large Exposures

COLL 6.13 Record keeping

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

COLL 11.6 Winding up, merger and division of master UCITS

REC 3.18 Membership

COND 1.2 Purpose

PERG 16.6 Exclusions

PERG 6.5 General principles

DISP 1.10 Complaints reporting rules

REC 2.7 Access to facilities

ICOBS 5.1 General

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading