Search Result

401 - 420 of 1579 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 4.13 Settlement risk

As Published: 2014

IFPRU 4.13 Settlement risk

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

EG 19.14 Money Laundering Regulations 2007

As Published: 2016

EG 19.14 Money Laundering Regulations 2007

IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

IFPRU 10.2 Capital conservation buffer

As Published: 2016

IFPRU 10.2 Capital conservation buffer

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

PERG 15.2 General

As Published: 2011

PERG 15.2 General

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes