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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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REC 2.4 Suitability

REC 2.14 Rules and consultation

REC 2.8 Settlement and clearing facilitation services

REC 2.15 Discipline

DISP 1.10 Complaints reporting rules

SYSC 6.1 Compliance

COLL 5.1 Introduction

IFPRU 1.1 Application and Purpose

COLL 3.3 Units

MIPRU 4.1 Application and purpose

COBS 18.11 Authorised professional firms

GENPRU 2.1 Calculation of capital resources requirements

EG 9.2 The FCA’s general policy in this area

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APER 4.7 Statement of Principle 7

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)