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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

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PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

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SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

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COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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COCON 2.2 Senior manager conduct rules

As Published: 2015

COCON 2.2 Senior manager conduct rules

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SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

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