Search Result

241 - 260 of 1312 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 2.14 Legal review

As Published: 2016

EG 2.14 Legal review

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

COND 1.3 General

As Published: 2013

COND 1.3 General

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

EG 19.25 Recognised Auction Platforms Regulations 2011

As Published: 2016

EG 19.25 Recognised Auction Platforms Regulations 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction or condition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction or condition

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

As Published: 2016

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement