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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 4.1 Application and purpose

As Published: 2013

IFPRU 4.1 Application and purpose

IFPRU 5.1 Application and purpose

As Published: 2014

IFPRU 5.1 Application and purpose

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

DISP App 3.4 Root cause analysis

As Published: 2010

DISP App 3.4 Root cause analysis

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

As Published: 2016

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

COBS 7.1 Application

As Published: 2007

COBS 7.1 Application

EG 3.5 Official listing investigations (section 97)

As Published: 2016

EG 3.5 Official listing investigations (section 97)

EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

As Published: 2016

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

EG 15.5 Removal of a disqualification

As Published: 2016

EG 15.5 Removal of a disqualification