Search Result

161 - 180 of 1540 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

IPRU-INV 2.1 APPLICATION

As Published: 2015

IPRU-INV 2.1 APPLICATION

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

IFPRU 6.3 Expectations relating to internal models

As Published: 2014

IFPRU 6.3 Expectations relating to internal models

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms