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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 12.4 Liaison with other prosecuting authorities

As Published: 2016

EG 12.4 Liaison with other prosecuting authorities

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

COBS 13.4 Contents of a key features illustration

As Published: 2007

COBS 13.4 Contents of a key features illustration

IPRU-INV 14 App 1 Interpretation

As Published: 2015

IPRU-INV 14 App 1 Interpretation

IFPRU 11.6 Contractual recognition of bail-in

As Published: 2015

IFPRU 11.6 Contractual recognition of bail-in

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

As Published: 2015

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

IFPRU 3.1 Base own funds requirement

As Published: 2014

IFPRU 3.1 Base own funds requirement

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

COBS 13.3 Contents of a key features document

As Published: 2007

COBS 13.3 Contents of a key features document

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

DTR 3.1

As Published: 2005

DTR 3.1