Search Result

1001 - 1020 of 1116 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

LR 6.1 Application

As Published: 2005

LR 6.1 Application

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

CONC 5.2 Creditworthiness assessment: before agreement

As Published: 2015

CONC 5.2 Creditworthiness assessment: before agreement

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets