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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

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EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

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Similar To

RCB 4.2 Enforcement powers and penalties

DTR 1C.2 Modifying rules and consulting the FCA

SUP 14.3 Changes to cross border services

GEN 1.3 Emergency

CASS 1A.2 CASS firm classification

REC 4.4 Complaints

REC 2.4 Suitability

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REC 3.6 Constitution and governance

FEES 3.1 Introduction

IFPRU 1.2 Significant IFPRU firm

REC 2.14 Rules and consultation

REC 6A.2 Removal of passport rights from EEA market operator

SUP 2.4 'Mystery shopping'

LR 5.4 Restoring listing

DTR 1A.2 Modifying rules and consulting the FCA

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

GEN 6.1 Payment of financial penalties

COCON 4.2 Specific guidance on senior manager conduct rules

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy