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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

As Published: 2015

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

As Published: 2010

IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

IPRU-INV 12 App 1 Terms

As Published: 2015

IPRU-INV 12 App 1 Terms

IFPRU 10.5 Capital conservation plan

As Published: 2014

IFPRU 10.5 Capital conservation plan

BIPRU 11.1 Application and purpose

As Published: 2006

BIPRU 11.1 Application and purpose

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

SUP 5.2 The appropriate regulator’s power

As Published: 2001

SUP 5.2 The appropriate regulator’s power

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants