Search Result

321 - 340 of 1346 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

As Published: 2015

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

COBS 6.3 Disclosing information about services, fees and commission

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval