Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2015

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

…

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

…

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

…

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

…

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

…

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

…

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 10.1 Application, purpose and background

LR 5.6 Reverse takeovers

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

CASS 1A.3 Responsibility for CASS operational oversight

CASS 11.3 Responsibility for CASS operational oversight

REC 4.1 Application and purpose

SUP 12.7 Notification requirements

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

IFPRU 1.2 Significant IFPRU firm

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

PERG 15.4 Small payment institutions, agents and exempt bodies

SUP 12.9 Record keeping

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy