Search Result

281 - 300 of 1514 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

REC 1.1 Application

As Published: 2005

REC 1.1 Application

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose